-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PY8+C6DeoWkxoCC2M1c1Rww3eDBaasK1AjJlMHil9ZAVLX2Cccj+vn6az8UTByt4 RrCg/fPq612mK3HMoPU6aA== 0000899140-98-000045.txt : 19980122 0000899140-98-000045.hdr.sgml : 19980122 ACCESSION NUMBER: 0000899140-98-000045 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980121 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49841 FILM NUMBER: 98509606 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000032835 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 013267350 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125930300 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017-3147 FORMER COMPANY: FORMER CONFORMED NAME: WARBURG PINCUS COUNSELLORS INC DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: EMW COUNSELLORS INC DATE OF NAME CHANGE: 19600201 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Universal Stainless & Alloy Products, Inc. ------------------------------------------ (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 91383710 -------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 91383710 - --------- -------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus Asset Management, Inc. 13-2673503 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States 5. SOLE VOTING POWER 387,000 NUMBER OF 6. SHARED VOTING POWER 314,700 SHARES BENEFICIALLY OWNED BY EACH 7. SOLE DISPOSITIVE POWER 701,700 REPORTING PERSON 8. SHARED DISPOSITIVE POWER 0 WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 701,700 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.16% 12. TYPE OF REPORTING PERSON* Investment Advisor *SEE INSTRUCTION 2 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No.1: Date: 1/12/98 Item 1 (a) Name of issuer: Universal Stainless & Alloy Products, Inc. Item 1 (b) Address of issuer's principal executive offices: 600 Mayer Street Bridgeville, PA 15017 Item 2 (a) Name of person filing: Warburg Pincus Asset Management, Inc. Item 2 (b) Address of principal business office: 466 Lexington Avenue New York, NY 10017 Item 2 (c) Citizenship: United States Item 2 (d) Title of class of securities: Common Stock Item 2 (e) Cusip No.: 91383710 Item 3 Type of Person: Investment Advisor Item 4 (a) Amount beneficially owned: 701,700 Item 4 (b) Percent of class: 11.16% Item 4 (c) (i) sole power to vote: 387,000 (ii) shared power to vote: 314,700 (iii) sole power to dispose: 701,700 (iv) shared power to dispose: 0 Item 5 Ownership of 5 percent or less of a class: Not Applicable Item 6 Ownership of more than 5 percent on behalf of another person: Warburg Pincus Asset Management, Inc. serves as Investment Advisor to many accounts. The securities which are the subject of this report are owned by our accounts. None of these accounts, individually, own more than 5% of the securities which are the subject of this report. Item 7 Identification and classification of subsidiary: Not Applicable 3 Item 8 Identification and classification of members of the group: Not Applicable Item 9 Notice of dissolution of the group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. /s/ Linda S. Iovan -------------------------------- Linda S. Iovan Vice President 4 -----END PRIVACY-ENHANCED MESSAGE-----